In accordance with the Circular No. 65/2016/TT-BTC dated April 26, 2016 of the Ministry of Finance prescribing rates and the collection, remittance, management and use of charges for securities operations to be applied at the stock exchanges and the Vietnam securities depository center, in the case of changing on the next listing, the charge must be charged is 05 million VND; the time for paying is within 05 working days from the date of the Stock Exchange issues the decision for listing register and listed organizations.
On the transaction on the Stock Exchange, the normal transaction for stocks, the Certificate of Listing Investment Fund (excluding ETF); ETF lists the shares, UPCOM and bonds in turn 0,03%; 0,02% and 0,0075% of transaction value.
Also in accordance with the regulations in this Circular, from June 10, 2016, the fee for depository members at the Stock Exchanges shall deducted from 40 million VND per year to 20 million VND per year. The charge for initial registration of stock exchanges are still the same with current regulations; in particular, 10 million VND for the stock registration under 80 billion VND; 15 million VND for the stock registration from 80 billion VND to 200 billion VND and 20 million VND for the stock registration from 200 billion VND and above. Additionally, the charge for securities ownership transfer shall be paid by parties performing ownership transfer or party receiving securities ownership transfer or investor performing the transfer (purchase, sell of the ETF) with ETF through depository members.
This Circular takes effect on June 10, 2016.
